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Technology Governance, Risk, and Compliance Associate

Company: Santander Holdings USA Inc
Location: Homestead
Posted on: November 24, 2022

Job Description:

Technology Governance, Risk, and Compliance Associate

Country: United States of America

WHAT YOU WILL BE DOING

The Technology Governance, Risk, and Compliance Associate operates within the First Line of Defense and is accountable to assist in responding to regulatory, audit, and 2LOD requests relating to Technology. This individual will also assist with providing status updates on assigned audits and exams, help identify and resolve issues, and ensure on-time remediation of issues. The Associate must be able to effectively partner with various stakeholders.

Responsibilities:

  • Drive Risk Culture: Ensure awareness in the Business Line of risk frameworks, policies and standards. Continuously monitors all sources of risk existing within the Business Line and externally. Engage in research, peer networking, and experience to anticipate critical risk issues impacting the Business Line. Understand where operational, strategic, reputational, compliance, and model risks exist in the Business Line and continually assess and improve controls to mitigate those risks.
  • Communication & Training: Work with internal teams to gain an in-depth understanding of existing risks, causes, severity rating, controls and remediation. Maintain two-way communications with SLoD. Facilitate training for Business Lines to provide awareness of risk frameworks, policies, programs, processes, etc.
  • Adherence to Risk Frameworks, Policies, and Standards: Partner with SLoD to provide input/review of frameworks, policies and standards. Facilitate Business Line awareness of and adherence to risk frameworks, policies, and standards and issue validation. Report and escalate exceptions and facilitate Business Line corrective actions
  • Where applicable, Issue Identification, Management, and Risk Assessment: Support Business Lines in risk identification. Ensure all issues (Self-Identified, IA, or Regulatory) pertaining to the Business Line are resolved within established timelines. Validate issues to ensure Business Line remediation is sufficient to address root cause and prevent recurrence.
  • Exam Management: Liaison with the Business Line for all exam related activities including regulatory, Internal Audit and 2LOD Review. Review materials, responses and validate Business Line remediation work (e.g., artifacts, action plans, etc.)
  • Support the Key Risk Indicator (KRI) framework: Support structured metric submission process with established timeline and requirements.
  • Business Process Improvements: Identify and provide suggestions for enhancements when problems and/or opportunities arise. To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

    Education -
    • Bachelor's Degree: Accounting, Business, Statistics, Risk Management, Information Systems, Finance, Economics or equivalent field. Or equivalent work experience
    • Master's Degree: Accounting, Business, Statistics, Risk Management, Information Systems, Finance, Economics or equivalent field a PLUS Experience -
      • 5-9 years Risk Management, Internal Controls, Auditing, Credit Management, relevant line of business experience and/or legal or regulatory experience. Skills & Abilities -
        • Demonstrated experience supporting and/or leading risk projects across multiple business lines offering a wide variety of financial services products and services.
        • Knowledge of the financial services sector, particularly with the competitive dynamics and products in retail banking and risk management.
        • Understanding of the regulatory environment and how the risks of the products and services the bank offers are viewed by the Second Line of Defense and regulators.
        • Ability to build credibility with, collaborate with, and influence line of business executives.
        • Excellent analytical and complex problem-solving skills.
        • Strong project management skills.
        • Strong verbal and written communications skills.
        • Ability to constructively work both independently and in collaborative environments involving all levels of management and employees
        • Ability to collaborate with internal and external service providers to establish resource requirements, scheduling, assignments and service levels.
        • Ability to build internal and external networks of information resources within the risk management ecosystem.
        • Understanding of BSA/AML and OFAC regulations, regulatory expectations and industry leading practices. Diversity & EEO Statements: At Santander, we value and respect differences in our workforce and strive to increase the diversity of our teams. We actively encourage everyone to apply.

          Santander is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, genetics, disability, age, veteran status or any other characteristic protected by law.

          Working Conditions: Frequent Minimal physical effort such as sitting, standing and walking. Occasional moving and lifting equipment and furniture is required to support onsite and offsite meeting setup and teardown. Physically capable of lifting up to fifty pounds, able to bend, kneel, climb ladders.

          Employer Rights: Employer Rights: This job description does not list all of the job duties of the job. You may be asked by your supervisors or managers to perform other duties. You may be evaluated in part based upon your performance of the tasks listed in this job description. The employer has the right to revise this job description at any time. This job description is not a contract for employment and either you or the employer may terminate at any time for any reason.

          Masters of Science (MS) English

          Primary Location: Miami, Florida, United States of America

          Other Locations: Florida-Miami

          Organization: Santander Bank N.A.

Keywords: Santander Holdings USA Inc, Homestead , Technology Governance, Risk, and Compliance Associate, Accounting, Auditing , Homestead, Florida

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